Compliance Services Officer

Permanent
Offshore - Jersey
Posted 1 month ago

The Organisation:

Our client, a provider of global administration, trustee, accounting, management and governance solutions, is looking for a Compliance Services Officer to join their Institutional/Governance Services team.

The Role:
Responsibilities include:

  • To assist and support with the development and promotion of the compliance strategy and framework within the company from a first line of defence perspective including developing tools and policy, procedures and processes at client level.
  • To act as the designated MLRO, MLCO and CO for the client structures, discharging those obligations to a high standard and liaise with the relevant external parties as required.
  • To support the Head of Client Compliance as a representative of the compliance team in relation to client compliance matters and related Compliance Services activities carried on within the company.
  • To support the business in effective management of risk through the provision of compliance services to client entities.
  • To execute a comprehensive monitoring programme and report findings to the relevant fora.
  • To consider training needs within the company and at client level, and along with the support of other business areas, provide the relevant training.

The Person:
You will possess the following key characteristics:

  • Table 4 qualification.
  • Relevant compliance qualifications.
  • Relevant finance industry experience specifically in funds.
  • Minimum of 3 years in a Key person role.
  • Comprehensive knowledge of the AML Legislation and THE AML Handbook.
  • Comprehensive knowledge of the Financial Services (Jersey) Law 1998 and associated Orders and Codes of Practice for Funds and Trust Company Business.
  • Knowledge and understanding of the local finance industry and regulatory requirements.
  • A detailed understanding of Risk Management.
  • A detailed understanding of different Fund and Corporate structures.
  • Collaboration and Stakeholder Management Skills.
  • Strong communication skills.

Job Features

Job CategoryCompliance
SalaryNegotiable upon experience

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