Senior Associate, Regulatory Consulting

Permanent
Offshore - Jersey
Posted 4 weeks ago

The Organisation:

Our client, a multinational financial consultancy firm, is looking for a Senior Associate, Regulatory Consulting to join their highly respected team.

The Role:
Responsibilities include:

  • Assisting on a wide range of engagements and taking part in on-site client visits (with an opportunity to travel to a number of regulatory centres including Europe, Asia, the Caribbean and USA), interviews, document review and contribution to report development and writing. Client engagements may include, but are not limited to;
    • Article 32 and regulatory investigations;
    • Regulatory due diligence;
    • Risk reviews;
    • Governance reviews;
    • Regulatory remediation projects; and
    • Retail/conduct reviews.
  • Assisting with the drafting of compliance documentation for clients (manuals and procedures, templates, risk assessments etc);
  • Assisting with ad hoc regulatory advice and solutions;
  • Liaising with clients and maintaining client relationships;
  • Provision of compliance monitoring services;
  • Contributing to the design and implementation of compliance frameworks;
  • Assisting with client proposals; and
  • Contributing to articles, client alerts and organisation of client events. 

The Person:
You will possess the following key characteristics:

  • Someone who is passionate, focused, collaborative and entrepreneurial. 
  • This role would suit a team player with the ability to use their own initiative and provide prompt practical services to clients. 
  • Full training will be given and support for the CISI professional exams. Experience of at least 2 to 3 years within the finance industry or a Big 4 firm/mid tier accounting firm.
  • Team player with the ability to use own initiative and provide prompt practical services to clients.
  • Clear, logical thought process, able to arrive at and make decisions and articulate these clearly.
  • Exceptional oral and written communication skills.
  • Experienced with Microsoft applications including Word and PowerPoint.
  • Numerical proficiency.

Job Features

Job CategoryRegulation
SalaryNegotiable upon experience

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