Senior Compliance Manager

Permanent
Offshore - Jersey
Posted 2 weeks ago

The Organisation:

Our client, a professional services company focusing on Private Client, Corporate and Funds, is looking for a Senior Compliance Manager. The successful candidate will be responsible for the day to day compliance function of the Firm. Advising and reporting to the Board on business issues and standards. 

The Role:
Responsibilities include:

  • Act as the principal point of contact to JFSC on regulatory matters pertaining to the Firm.
  • Responsible for the JFSC’s Annual Supervisory Risk Data Collection Exercise for the Firm. 
  • Act as the lead for any regulated entities where appointed in the Key Person Roles.
  • Act as the point of contact with JFCU as part of MLRO function where this relates to Managed Entities and as appropriate.
  • Compilation of Key Person Reports to the Board(s)/Committees of the Board(s) and attendance as necessary together with the production of relevant statistics.
  • Assistance with / preparation of Business Risk Assessment(s) to the Board(s)/Committees of the Board(s) as necessary.
  • Design, maintenance and delivery of Board approved, compliance monitoring programme, as necessary. 
  • Review of systems and controls and policies and procedures to assess compliance to local regulations and instigating remedies for any deficiencies.

The Person:
You will possess the following key characteristics:

  • Excellent knowledge of Outlook, Word, Excel, etc.
  • Good knowledge of databases such as Unity would be useful.
  • Excellent understanding of Corporate and Trust Structures.
  • Excellent organisational ability.
  • Excellent understanding of AML legislation relative to own work.
  • Awareness of the Firm’s procedures relative to own work.
  • Recognised Industry Professional qualification. 
  • Minimum of 7 years in a financial services environment preferably with relevant management experience.

Job Features

Job CategoryCompliance, Manager
SalaryNegotiable upon experience

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